Excellent Guarancteed Solution - 1049

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  • Posted on: Thu 08 Mar, 2012
  • Request id: # 988
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The SEC's principal objectives are:

(1) to ensure that the securities markets operate in a fair and orderly manner;

(2) that securities industry professionals deal fairly with their customers; and

(3) that corporations make public all material information about themselves so that investors can make informed investment decisions.

The SEC pursues these objectives by: mandating that companies disclose material business and financial information; overseeing the operations of the Security Regulatory Organizations (SROs); adopting rules with wh